which of the following securities receives no div. and has no voting rights? Show Treasury Stock ADRs Preferred Stock Common Stock who are the rights delivered to ? Rights are delivered to the "agents" listed on the offering sheet Outstanding Stock Formula Issued - Treasury = Outstanding Stock Minority shareholders have a better chance of electing a director of their choice which of the following companies is most likely to pay stock dividend? A company with a small cash balance and earnings growing at 20% per yr what best provides investment income and appreciation? A REIT provides income via div. and offers the potential for capital appreciation cash dividends paid to investors All of the following are rights of a common stockholder EXCEPT for the right to receive fixed cash dividends Common Stockholders have the right to receive dividends
once the BOD declares a div. when a corporation is planning to distribute new shares of common stock to its existing shareholders Common stockholders have all of the following right EXCEPT Vote for senior management of the company All of the following are defensive stocks EXCEPT Which of the following is true regarding stock split? The stockholders percentage ownership remains unchanged when a common stock's price tends to rise quickly when the economy is strong and fall quickly when the economy is weak A single 25 yr old investment banker has income of 300K and a net worth in excess of a million dollars. her investment obj. is capital appreciation. all of the following would appropriate for this investor except High yield preferred stocks. since her objective is capital appreciation, the high yield preferred stock would be the least appropriate since preferred stocks are generally less volatile than common stocks . A corporate stockholder has a "residual claim" this refers to the stockholders right to corporate assets remaining at dissolution after satisfaction of senior obligations with regard to common stock prior stockholders vote is req for which of the following calculate div payout ratio: total cash div paid to common shareholders: $10,000,000 1st: Div paid to CS/Outstanding CS = Dividend per share now you take DIV. per share/EPS = DIV PAYOUT RATIO An investor buys 100 shares of ABC common stock at $85.50 per share. the stock pays a quarterly dividend of $1. if the common stock is currently trading at $95.50 per share what is the current annual dividend yield ($1 X 4) = $4 what gives the B/D the right to vote on his clients behalf which of the following is NOT a benefit of owning preferred stock rather than common stock Preferred shareholders have preemptive rights ahead of common shareholders preemptive rights are given to common shareholders only not preferred stockholders preferred stock carries which of the following traits? Dividends on preferred stock are typically paid on a qtrly basis current stock price: $55 Annual Div. / MKT PX which of the following securities could pay a dividend in cash or in other securities Common Stockholders Mutual Funds Muni Bonds Corp Bonds when a company does a rights offering, only given to existing shareholders, proportionately to shares held which of the following statement concerning REITs are correct they must be registered with the SEC before a public sale preemptive rights clause in a corporate charter includes all of the following characteristics allows the existing shareholders first right of refusal on the newly issued shares which of the following are true concerning treasury stock doesn't vote doesn't receive div. appears on the balance sheet as a deduction from issued stock an "owner" of a corporation would include: common
stock holders preferred stock holders when interest rates change which of the following securities would have the greatest reaction Preferred Stock
an investor that has received rights through preemptive rights offering could do all of the following EXCEPT Redeem the rights for their cash value an organization that owns and operates income producing property like shopping centers and apartment buildings and distributes most of its taxable income to its shareholders which of the following types of industries would be affected most by changes in interest rates Utilities which of the following is probably a growth stock Growth companies have high retained earnings and low dividends which of the following features on preferred stock allows investors to receive unpaid dividends prior to the payment of dividends to common stock shareholders which of the following securities have over time best kept of with inflation on the ex date for 20% stock div. a customer with a short position of 300 shares of common stock would Owe an additional 60 shares of common stock 300 shares X .20 = 60 shares What are stock rights?What Are Stock Rights? Stock rights are instruments issued by companies to provide current shareholders with the opportunity to preserve their fraction of corporate ownership.
What type of stock has voting rights quizlet?Terms in this set (3)
Common stock is an ownership share in a publicly held corporation. Common shareholders have voting rights and may receive dividends.
Which of the following is true for mutual funds and those who invest in them?Which of the following is TRUE for mutual funds and those who invest in them? Investors must be provided with specific information when purchasing mutual funds. Under the Uniform Securities Act, registrations must be renewed how frequently?
Which of the following is true regarding a registered person who wishes to move her registration from one broker/dealer to another quizlet?Terms in this set (12) Which of the following is true regarding a registered person who wishes to move her registration from one broker-dealer to another? In no circumstances can a registration be transferred from one firm to another.
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