Suppose that an employee gets a raise. would that be a formal sanction or an informal sanction

A sanction is a reaction from others to the behaviour of an individual or group. In general sanctions for conformity are positive while sanctions for nonconformity are negative.

Social control depends on sanctions and they are essential for groups of people to work together effectively.

What social sanctions are common in your workplace?

Creating and maintaining a successful culture involves appropriate coordin-ation of the accepted means of social control

The list of possible sanctions in social interaction is huge, as is the range of their severity. Not all norms carry the same sanctions because not all norms are of equal importance in a culture.

Some examples of sanctions for nonconformity include shame, ridicule, sarcasm, criticism, disapproval, social discrimination, and exclusion, as well as more formal sanctions such as penalties and fines.

Different people and groups also tend to sanction in different ways. I personally don’t tend to yell at people but I can give a look of disapproval that is decidedly icy.

Clearly excessive or inappropriate sanctioning can be a problem. We need to be very careful that sanctions are only used where appropriate for nonconformity, or conformity in the case of adherence to the accepted norms.

Creating and maintaining a successful culture involves appropriate coordination of the accepted means of social control (social sanctions) to ensure adherence to the established or desired social norms.

Why are social norms and sanctions important?

Behaviours can include those that are directly productive such as helping, supporting, sharing, and collaborating. Also important are behaviours that contribute to a positive social environment that indirectly improves productivity by creating a safe, open, supportive, connected culture where people feel valued, supported, empowered, and a strong sense of belonging.

Leaders have a responsibility to create a positive culture in their group or organisation.

Organisational culture is the underlying beliefs, assumptions, values, and ways of interacting that guide member thoughts, feelings, appearance, and behaviour. These “social norms” are necessary for social cohesion and interaction; without them, our organisations would be chaotic, unstable, unpredictable, and noncooperative.

Creating and maintaining a successful culture requires sanctioning for deviance from the established or desired social norms.

Sanctions are a very powerful force. Even informal sanctions such as a disapproving glance, ridicule, or disparaging comments can shape the way individuals and groups behave.

Types of sanctions

Informal sanctions are imposed by individuals or groups upon other individuals or groups without the use of a formal system. Scornful looks, shunning, boycotts, and other actions are forms of informal sanctioning.

Another distinction between different types of sanctions is useful: between internal and external sanctions.

External sanctions, on the other hand, are consequences imposed by others and include things like expulsion from a group, public humiliation, punishment by management, and arrest and imprisonment, among others.

Sanctions do not have to be activated to be effective. The threat or possibility of a sanction can influence behaviour.

Can leaders control culture with social sanctions?

For example a public flogging is a social sanction, but there would be few organisations anywhere in the world today where this would be appropriate. This is obviously an extreme example. We need to consider whether a sanction is appropriate from a normative, moral and legal perspective, as well as how the sanction will affect our organisational culture.

As discussed earlier in relation to my cricket team, ridicule can be an effective sanction. But it can also negatively affect culture by creating an environment that is less safe, open, and supportive. Therefore sanctions need to be carefully and appropriately coordinated.

The influence of leaders

But don’t underestimate the role of all group members in both influencing culture and sanctioning. The actions of any group member contributes to norm setting and therefore culture. Good leaders have the most influence in these processes.

A leader’s authority gives them access to formal sanctions that other group members don’t have access to. In organisations the most important formal sanctions are normally:

• Formal warnings or notices
• Withholding perks, bonuses, or promotion
• Dismissal from the organisation
• Giving perks, bonuses, or promotion
• Awards and other formal acknowledgements

Typically the threat or promise of the above are extremely important since a sanction does not have to be activated to be effective in influencing behaviour.

Informal sanctions such as an approving smile or a positive comment to affirm positive behaviours

This gives leaders greater influence than other group members (or power – a topic beyond the scope of this article). This means that all sanctions including informal sanctions from a leader have more influence. Examples could be an approving smile or a positive comment to affirm positive behaviours or a stern or disapproving look at individuals who don’t conform the established or desired norms.

Leaders also have a significant role in sanctioning sanctioning actions of other individuals in the group or organisation. For example if a group member were to exclude another member for nonconformity, a leader may “sanction the sanctioner” if exclusion was not an established or desired norm for dealing with the nonconformity. This may sound a bit confusing but just remember that sanctioning, like any other behaviour in a group, is normative.

The role of reputation

Reputation is a significant motivator for continued behaviour. If someone develops a reputation for behaving in a certain way they typically feel pressure to continue to act in that way.

First a negative example: On Robert’s first day he expressed cynicism towards a project the group was working on. “It’s not like it’s going make any difference”. He was sanctioned by his manager because negativity was not a desired behaviour. “If you keep that up we’ll have to call you ‘Negative Ned’”. The nickname stuck. Robert would often be called Ned, especially when he expressed negativity or cynicism. This label encouraged him to continue, so what appeared to be a sanction was actually reinforcing the undesirable behaviour by casting him in this role.

Reputation can create positive culture where people are known for or identify with a positive behaviour

Labels can also have a positive role where they typecast positive behaviours. For example, one day Jane helped another member of the team and her manager sanctioned the behaviour to reinforce it as a desirable norm. Remember a sanction can be positive or negative for conformity or nonconformity. Her manager said: “You’re a helpful person Jane”. This label resonated with Jane and it reinforced her belief that she is a helpful person. This reputation, even if only internal, then encouraged her to continue to be helpful in future.

Expectation sets the benchmark

Leaders are responsible for setting the expectations within a group. This commonly understood for performance: if you tell a team they can assemble 10 lawnmowers in a day they will; if you tell them they can assemble 100 in a day they will.

The same is true for behaviours. For example if a leader sets a strong expectation that they will not stand for anyone degrading another person then this sets the benchmark that any form of harassment will not be tolerated.

“The standard you walk past, is the standard you accept.”
David Hurley

Setting strong expectations often involves using phrases such as:

• Absolutely never …
• Under no circumstance …
• … is completely inappropriate
• Will not stand for …
• Always …
• It is vital that …

Leaders need to be careful not to set up their team for failure.

Leaders need to be careful to set high but achievable expectations. When expectations are not met because they are unrealistic or unachievable it can be disheartening and can have negative effects on culture. Leaders need to be careful not to set up their team for failure.

For example when I was lecturing if I had told my students they had to read 200 pages every week most students would not have even opened their books. It was unrealistic within the context of their other courses and available time. But if I said they had to read 20 pages each week then many of them would have completed the task.

Often acknowledging a problem culture or behaviour can reinforce it if there is no agenda to resolve or improve it. See this article for further discussion of the prereflective nature of culture.

Sanctions, reputation and expectations

Leaders need to consider how they use each of the different types of sanctions, how these sanctions typecast people, and how their sanctions set behavioural expectations.

The types of sanctions are listed below. See above for description.

• Conformity / Nonconformity
• Formal / Informal
• Internal / External

Sanctions should be appropriate, accepted, and carefully coordinated to build or construct the desired culture.

Sanctions can lead to typecasting where an individual develops a reputation (external) or identifies with a certain label (internal). This be positive where they are cast into positive behavioural roles, but negative where they are not.

Creating a positive and productive culture in an organisation can be a delicate task that requires careful thought and delicate implementation.

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