Which amendments in the US Constitution specify the relationship between the federal government and the state government?

In the Tenth Amendment, the Constitution also recognizes the powers of the state governments.  Traditionally, these included the “police powers” of health, education, and welfare.  So many states feared the expanded powers of the new national government that they insisted on amendments during the Constitution's ratification.  The most popular of these proposed amendments, which became the Bill of Rights in 1791, was a protection of state power.  The new Tenth Amendment stated: “The powers not delegated to the United States by the Constitution, nor prohibited by it to the states, are reserved to the States respectively, or to the people.”

The Articles of Confederation, however, limited Congress to those powers “expressly” listed.  There were no implied powers.  Some advocates of states' rights interpret the Tenth Amendment similarly, but the word “expressly” was considered and rejected during the debates over the proposed Tenth Amendment in Congress.  The true meaning of the Tenth Amendment, and the extent of state versus federal power, would ultimately be tested by the Civil War.

After the Civil War, some states tried to craft unique solutions to social problems, becoming “laboratories of democracy” in the words of Justice Louis Brandeis.  Wyoming, which needed more women settlers, became the first state to grant women the right to vote in 1869.  During the Progressive Era, states passed social welfare legislation that regulated working conditions and hours.  But the Supreme Court struck down many of these state laws as violating personal liberty of the employees.  Nonetheless, many Americans believe that states should be free to experiment with their own standards for social problems.

For example, some states now allow legalization of marijuana, both for personal and medical purposes.  But federal law bans marijuana as a controlled substance, and the Supremacy Clause in Article VI of the Constitution makes federal law superior to state law. Therefore, the Supreme Court upheld the power of the federal government to regulate even homegrown marijuana in Gonzales v. Reich (2005).

Federalism content written by Linda R. Monk, Constitutional scholar

Federalism and the Constitution

Constitutions are complex instruments of republican government and popular sovereignty. The way that the Texas Constitution structures and empowers government in the Lone Star State is shaped by the federal structure of powers and responsibilities outlined in the U.S. Constitution.

Scholars often speak of three types of powers identified in the U.S. Constitution:

  • Powers delegated to the Congress – Article I, Section 8
  • Powers denied to the Congress and powers denied to the states – Article I, Sections 9 and 10, respectively
  • Reserved powers (reserved to the states) – the 10th Amendment

Additionally, the U.S. Constitution contains numerous other clauses that contribute to the interpretation of the relationship of the states to other states, to the national government, and to the people. Article IV is dedicated to addressing many of these issues.

Despite specifying this complex set of powers granted and denied to the national and state governments, the framers still felt the need to underline the generally subordinate position of the states relative to the national government in the "supremacy clause" in Article VI:

This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or Laws of any State to the Contrary notwithstanding.

Delegated Powers 

Delegated powers are those powers granted to the national government under the United States Constitution.

The most important delegated powers are found in Article I of the Constitution, which focuses primarily on the national legislature (the United States Congress). This article lays out in specific detail the powers possessed by Congress – and, critically, the powers Congress does not exercise.

Article I, Section 8 is essentially a laundry list of the things that Congress may do. The most prominent items on this list include the "power to lay and collect taxes, duties, imposts and excises, to pay the debts and provide for the common defense and general welfare of the United States...." This section also includes the following powers:

  • ...To borrow money on the credit of the United States;
  • To regulate commerce with foreign nations, and among the several states, and with the Indian tribes;
  • To establish a uniform rule of naturalization, and uniform laws on the subject of bankruptcies throughout the United States;
  • To coin money, regulate the value thereof, and of foreign coin, and fix the standard of weights and measures...

Section 8 also assigns to Congress wide ranging powers over the military, including but not limited to:

  • To declare war, grant letters of marque and reprisal, and make rules concerning captures on land and water;
  • To raise and support armies, but no appropriation of money to that use shall be for a longer term than two years;
  • To provide and maintain a navy....

The explicit mention of these power and others explicitly mentioned in other articles of the Constitution raises the question of whether the national government and Congress can exercise powers not explicitly mentioned. The framers were careful to make some powers explicitly off-limits. These are the powers denied to Congress. The framers composed a separate list of the powers denied to the states.

Denied Powers

The powers denied Congress are specified in a short list in Article I, Section 9. The article begins by prohibiting Congress from limiting the slave trade until 1808, one of the key compromises between the northern and southern states. It then proceeds to prohibit things like suspension of the privilege of habeas corpus, the imposition of taxes on exports from any of the states, and granting of titles of nobility.

  • The powers denied to the states are specified in an even shorter list in Article I, Section 10. These include:
  • No state shall enter into any treaty, alliance, or confederation; ...coin money; emit bills of credit; make anything but gold and silver coin a tender in payment of debts;...
  • No state shall, without the consent of the Congress, lay any imposts or duties on imports or exports,...
  • No state shall, without the consent of Congress, ...enter into any agreement or compact with another state, or with a foreign power,...

Reserved Powers

The Bill of Rights provides an important broad guarantee to the states regarding the limits of the powers of the national government and the essentially unlimited reserve of powers that the states may claim. Amendment 10 – the last of the original ten amendments that constitute the Bill of Rights – states:

"The powers not delegated to the United States by the Constitution, nor prohibited by it to the states, are reserved to the states respectively, or to the people."

This "reserved powers clause" is fundamental to the ability of the states to formulate and adopt their own constitutions and laws within the rubric of the U.S. Constitution.

Because the U.S. Constitution remains the fundamental constraint on the power of the states within the federal system, new constraints on state powers can and have come in the form of additional amendments to the Constitution. The most fundamental changes were set in motion by the Civil War. Amendments 13, 14, and 15, ratified in the years following the end of hostilities, placed new or reemphasized existing constraints on the states, including the prohibition on slavery, the guarantee of due process of the law for all individuals, and the legal guarantee of voting rights for freed slaves and their descendents. It took the better part of the following century to enforce the 14th and 15th Amendments, an illustration of the ability of the states to use the reserved powers to resist efforts to bring them into compliance with national mandates.

Later amendments prohibited unjust or undemocratic practices in the various states, or expanded the voting franchise to new groups. The 19th Amendment guaranteed women the right to vote throughout the country. The 24th amendment outlawed the poll tax, which tended to disenfranchise blacks and other minorities, as well as poor whites. The 26th lowered the legal voting age to 18 years.

State Relations

The U.S. Constitution also outlines general rules for relations between the states and other aspects of the states' relationship to the national government. Article IV of the Constitution is exclusively dedicated to these concerns.

  • Section 1 explicitly requires the states to grant "full faith and credit" to "the public acts, records, and judicial proceedings" of the other states.
  • Section 2 requires that each state respect the "privileges and immunities" that all citizens of the United States enjoy. This second section also requires that the states allow extradition of fugitives from the law (including slaves) from other states.
  • Section 3 establishes general rules on the admission of new states.
  • Section 4 establishes that the national government will ensure that a "republican form of government" (i.e., democratic government) exists in every state. This last section also guarantees the national government's protection of the states from foreign invasion or internal insurrection.

What is the 10th Amendment called?

Passed by Congress in 1789 and ratified in 1791, the Tenth Amendment is the last in the group of Constitutional Amendments known as the Bill of Rights. Unlike several of the other early amendments, it is quite brief – only one sentence.

How did the 14th Amendment change the relationship between the state and federal governments?

In its later sections, the 14th Amendment authorized the federal government to punish states that violated or abridged their citizens' right to vote by proportionally reducing the states' representation in Congress, and mandated that anyone who “engaged in insurrection” against the United States could not hold civil, ...

How does the 10th Amendment affect the relationship between the federal government and the states?

The 10th Amendment allows the powers not specifically given to the federal government to be given to the states and people of the states. It allows for states to create specific guidelines and regulations separate from the federal government.

What exactly does the 14th Amendment say?

No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.